Western Graduate & Postdoctoral  Studies

Thesis

8.1. GENERAL THESIS REGULATIONS

A thesis (or dissertation) is a formal statement of the theory, source materials, methodology, and findings of a student's major research project. It must be a complete and sufficient document that does not require subsidiary information to substantiate its findings. The examination of the thesis exposes the student's work to scholarly criticism.

To fulfill the degree requirement, the thesis and the candidate's oral examination must be assessed and approved by a Thesis Examination Board and meet SGPS requirements for thesis form and thesis content.

For each student writing a thesis, programs are required to establish a formal Thesis Supervisory Committee for all thesis-based Masters and PhD students consisting of a supervisor and at least one other person. For information on SGPS Membership, please consult SGPS Membership.

8.1.1 Doctoral Programs

Every candidate for the Doctoral degree must complete a thesis. The thesis must indicate in what respects the investigation has increased knowledge of the subject. A candidate may not submit a thesis that has been previously accepted for a degree, but may, with the permission of the Graduate Program, incorporate material included in a previous thesis.

Doctoral candidates must present a Public Lecture on their thesis research. (SGPS has allowed certain programs to waive this requirement.) The Public Lecture allows the candidate to present his/her research projects to a UWO community of scholars in an open forum.

8.1.2 Master's Programs

Programs may require a thesis or make a thesis optional.

8.1.3 Supervisory Roles (Doctoral and Master's Programs):

The Thesis Supervisory Committee consists of Supervisor(s) and at least one additional SGPS member who may or may not be in the students Graduate Program. This committee assists in the development of the candidate's research plan and thesis proposal, provides advice and criticism on the planning and writing of the thesis, and decides, or the Supervisor(s) alone may decide at the program's discretion, when the candidate's thesis is ready for examination. The student, however, may submit the thesis without the Supervisor(s)'s or Thesis Supervisory Committee's approval.

Supervisor: This designation indicates that the faculty member has the appropriate level of supervisory membership and primary responsibility for overseeing the Master's or Doctoral thesis research. This designation also indicates primary credit for such supervision.

Co-Supervisors: This designation is applied where two faculty members supervise a Master's thesis, one of whom has Master's or Doctoral membership, and the other has a Non-Thesis membership. This designation can also be applied where two faculty members supervise a Doctoral thesis, one of whom has Doctoral membership and the other has Master's membership. These co-supervisory arrangements allow faculty members without significant supervisory membership to gain supervisory experience via a mentoring process of working with senior faculty. Both faculty members receive equal credit for supervision.

Joint-Supervisors: This designation is applicable where two faculty members in a program supervise a thesis, both of whom have the same level of supervisory membership, and thus share joint responsibility for the thesis. Joint supervision can apply to both Master's and Doctoral theses. These arrangements allow both faculty members to receive equal credit for supervision. Only one of the joint supervisors must be a core-member of the program granting the student's degree.

Alternate Supervisor: For all Master's or Doctoral Supervisory Members who are not employed by UWO (e.g., those with a current Casual Academic Appointment, such as emeritus faculty or off-site research adjunct professors), an alternate Supervisor must be appointed by the Graduate Program Chair for each student supervised. The alternate Supervisor must have the appropriate level of supervisory membership for the student in question (Master's or Doctoral), and must be able to assume the supervisory role if necessary.

8.2. COMPLETION OF ALL NON-THESIS DEGREE REQUIREMENTS

Each Graduate Program specifies student milestones for satisfactory progress towards the completion of all degree requirements. All non-thesis degree requirements must be completed before the student and/or Graduate Chair can submit a proposal for the Thesis Examination Board to SGPS.

8.3. THE THESIS PREPARATION AND FORMAT

The work must comprise a coherent account of a unified research project rather than a collection of loosely connected studies. It must have an acceptable form for its discipline and display a thorough knowledge of and scholarly approach to the subject. 

Before beginning to write, each student, in consultation with his/her Supervisory Committee and Graduate Program, should decide on the best format in which to present the work.

SGPS accepts theses in either monograph or integrated-article format:

8.3.1 Format Specifications

Monograph
  • Title Page
  • Abstract and Keywords
  • Co-Authorship (where applicable)
  • Epigraph (optional)
  • Dedication (optional)
  • Acknowledgments (where applicable)
  • Table of Contents
  • List of Tables (where applicable)
  • List of Figures (where applicable)
  • List of Plates (where applicable)
  • List of Appendices (where applicable)
  • List of Abbreviations, Symbols, Nomenclature (where applicable)
  • Preface (where applicable)
  • Body of Thesis divided into various chapters and must contain:
    - Introduction
    - Literature Review (where applicable)
    - Middle sections/chapters
    - Summary, and Conclusions
    - Bibliography
    - Appendices (copyright releases and ethics approval should be included where applicable)
    - Curriculum Vitae
Integrated-Article
  • Title Page
  • Abstract and Keywords
  • Co-Authorship (where applicable)
  • Epigraph (optional)
  • Dedication (optional)
  • Acknowledgments (where applicable)
  • Table of Contents
  • List of Tables (where applicable)
  • List of Figures (where applicable)
  • List of Plates (where applicable)
  • List of Appendices (where applicable)
  • List of Abbreviations, Symbols, Nomenclature (where applicable)
  • Preface (where applicable)
  • Body of Thesis:
    - Introductory chapter to the entire thesis with its own bibliography
    - Literature Review (where applicable)
    - Middle chapters. Each is presented in an integrated-article format without an abstract, but with its own bibliography.
    - Final chapter (general discussion and conclusions) to relate the separate studies to each other and to a relevant discipline or field of study. This section has its own bibliography.
  • Appendices:
    - This section to contain details of methodology, tabulated data, and other pertinent data not provided in detail in previous chapters. Ethics Approval (where applicable) and copyright releases from publications must be included here.
  • Curriculum Vitae 
    Note: The bibliographies for each of the individual chapters should be in a consistent format throughout the thesis regardless of the citation formats of the journals in which the article has appeared or will appear. Tables and figures should appear in the text where they would be for publication.

8.3.1.1 Length

Programs may have regulations that limit length. Students should contact their program for these regulations.

8.3.1.2 Copyrighted Material and Permissions

The candidate must ensure that the work does not contain a substantial amount of copyrighted material. Under the Copyright Act, the "fair use" provision allows the quotation of a reasonable extract of someone else's work, if properly cited. For more extensive quotation, the candidate must obtain written permission from the copyright holder(s) and include this permission in the thesis.

If the candidate wishes the work to include text that he/she has already published as a journal article or book chapter, he/she must obtain permission from the publisher and include this permission in the appendices. This is of utmost importance if the integrated-article format is used. Any chapters that have been published, accepted for publication, or submitted for publication must carry the following footnote: A version of this chapter has been published/accepted for publication/submitted for publication (Cite the reference).

8.3.1.3 Confidentiality Agreement

If the candidate feels that the nature of the information contained in the work must remain confidential (e.g., concerns pending patents etc.) for a specified period of time, a confidentiality agreement is required. See Section 8.4.3 & 8.5.3: The Candidate Submits the Thesis for Examination.

8.3.1.4 Titling 

An effective title makes the thesis accessible to other scholars. The title must provide an accurate description of the thesis content. Library catalogues and online bibliographic databases use words in the title as a way to retrieve a thesis. Thus, if possible, the title should include key words that link the thesis to literature on its topic. Use word substitutes for formulas, symbols, superscripts, subscripts, Greek letters, and so on. 

8.3.1.5 Title Page

The title page contains the copyright notice and information to identify the thesis in catalogues and bibliographies. In very rare cases where the thesis requires more than one volume, each volume must have its own title page. The title pages of the two volumes differ only by the presence of the words "Volume I" and "Volume II" on the respective title pages. In addition, when appendices are bound in a separate volume, the duplicate title page should add the word "Appendices" just below the title of the thesis.

Samples:

8.3.1.6 Certificate of Examination 

The signed Certificate of Examination will be retained in the student's file within the School of Graduate and Postdoctoral Studies.

Samples:

8.3.1.7 Abstract and Keywords

The abstract (page-numbered ii) provides a succinct summary of the work. To satisfy the requirements of the National Library and University Microfilms International, the abstract must be no longer than 350 words for a Doctoral thesis and 150 words for a Master's thesis.

The abstract must give enough information about the thesis to allow a potential reader to decide whether or not to consult the complete work. The candidate must ensure that the abstract refers to all the elements that would make the thesis worth consulting. The abstract should include important place names and proper nouns because these can be significant key words for electronic retrieval. It should not include graphs, charts, illustrations or tables. The expected content of an abstract varies among disciplines, but all abstracts can be expected to include the following:

The abstract should have the same line spacing as the text of the body of the thesis.

Keywords: At the end of the Abstract should appear a list of keywords. Librarians use these keywords when assigning subject headings and index terms as part of the Cataloguing Record. The candidate, as the person most familiar with the research and its significance, selects the terms that help other scholars get access to his/her work. For example, the following keywords could be used for a thesis studying fuzzy relational modeling:

Keywords: fuzzy relational modeling, fuzzy simulation, fuzzy c-Means, Centre of Gravity, Centre of Area, Weighted Average of Cluster Centres, Polyline algorithm. 

The following could be used to describe a thesis entitled "The Other of Grammatology: Lacan, Derrida, Kristeva," which studies the relationship between psychoanalysis, deconstruction, and feminism as they relate to linguistic representations: Keywords: Psychoanalysis, Deconstruction, Freud, Derrida, Kristeva, Lacan, Feminism, Reference.

8.3.1.8 The Co-Authorship Statement (where applicable)

In the case where a thesis includes papers co-authored by the candidate and others, the thesis must state explicitly who contributed to such work and the nature and extent of this contribution. The Supervisor(s) must attest to the accuracy of such statements about co-authorship at the Thesis Examination.

8.3.1.9 Acknowledgments (where applicable)

The acknowledgments note help received from the Supervisor(s), staff, co-authors and co-researchers, fellow students, technicians or others in the collection of materials or data, the design and construction of apparatus, the analysis of data, and the writing of the thesis.

8.3.1.10 Table of Contents

The table of contents provides a listing of the main elements in the thesis. In the rare case where the thesis requires more than one volume, each volume must have its own table of contents.

8.3.1.11 Ethics Approval (where applicable)

If the thesis has involved the use of animal or human subjects, the candidate must provide evidence of the necessary ethics approval from the appropriate committee, such as a copy of the UWO ethics approval form in an appendix.

For more information on research involving humans consult the Office of Research Ethics website (http://www.uwo.ca/research/ethics/) . For information on the use of animals consult the Animal Care and Veterinary Service website (http://www.uwo.ca/animal/website/index.htm).

8.3.1.12 Appendices (where applicable)

 The purpose of an appendix is to include in the thesis supporting material that is not an essential part of the text itself. For example, in a thesis that involves a survey, letters of information to subjects, questionnaires, or other research instruments may appear in an appendix. In a thesis that analyzes a rare or inaccessible text, that text may be included in an appendix. An appendix also may include raw data on which analysis has been performed, either in print or disk format.

8.3.1.13 Curriculum Vitae

The vita should be a brief document and include only public information: name, post secondary education and degrees, awards, related work experience, and relevant publications. It is not intended to be a job resumé. The Vita is the last page(s) of the thesis.

Sample: [PDF

8.3.2.1 Style for headings, subheadings, references, figures, tables, spelling, punctuation, and bibliographic citations

The candidate must follow a standard style manual that has the approval of his/her Graduate Program, so that the form and location of notes and the presentation of references/bibliographies is consistent throughout the thesis and conforms to a style appropriate to the discipline.

8.3.2.2 Typescript, point size, and print quality

The style of font, font size, footnote/reference method, pagination, margins, and any other aspects of production are to be consistent throughout the thesis.  For the text, type smaller than 12 point must not be used, but a smaller point size, not less than 9, is acceptable for footnotes, graphs, formulas, and appendices. Paper thesis copies submitted for examination can be double-sided, but the final submission for binding must be single-sided.

8.3.2.3 Line spacing

All textual material (including the abstract, acknowledgments, and other preliminary material) must have 1.5 - 2 spaces between lines. The only exceptions to this requirement are references, bibliographies, and indented long quotations, which may be single-spaced.

8.3.2.4 Margins

Due to the requirements of binding and microfiching, the candidate must observe the following specifications for margins on all copies. Leave a margin of at least 38 mm (1.5 inches) from the left-hand edge of the paper. Leave a margin of at least 25 mm (1 inch) from the top, bottom and right edges. These margins apply equally to all illustrative material: diagrams, maps, photographs, charts, tables etc. (except as noted in section 3.2.5).

8.3.2.5 Illustrative material

Illustrative material must appear in the text, not at the end of chapters. All illustrative material, from ink drawings to printed maps, charts and graphs to photographs must be readable not only in the original copy but in microfilmed copies. Annotate appropriately coloured charts, figures, graphs or maps, since the colours will reproduce in indistinguishable shades of grey on microfiche. When photographs are incorporated into the thesis, they should be high-contrast colour or black-and-white prints. Explanations or captions of figures and tables may appear beneath the figures and tables to which they refer or they may face them. In the latter case, captions appear on a separate page facing the figures, etc. to which they refer, and the front of this page is left blank, except for the page number in the upper right-hand corner. Remember to reverse the margins for these caption pages so that the bound edge (right-hand side) has a margin of at least 38 mm (1.5 inches).

8.3.2.6 Electronic Thesis and Dissertation (ETD)

Candidates must present their work in an acceptable file format type.  These acceptable types are:

Note: candidates are encouraged  to use the Portable Document Format (.pdf) as all documents received through the Scholarship@Western Electronic Thesis and Dissertation repository are automatically converted to .pdf. Using the .pdf format allows the candidate to verify the appearance and organization of the document as it will be presented to the examiners.

8.3.2.7 Supplementary Content in the ETD

Candidates who would like to include supplementary multimedia to accompany their work may do so in the Supplementary Content section of the submission process.  These files may have any format type, however candidates should be aware that the content should be in a universally accessible format this is required in order to ensure that examiners will be able to access the material.

8.3.3 Page Numbering

With the exception of the title page, each page in the work must be numbered. The following system is to be used:

8.4. DOCTORAL CANDIDATE - COMPLETION OF THE THESIS DEGREE REQUIREMENT

Overview

Normally the entire process, from the Graduate Chair's request for a Thesis Examination to the placement of the candidate's name on the convocation list, requires approximately eight weeks. For an overview of submission dates, please visit Thesis Timelines.

8.4.1 The Program Requests a Thesis Examination

When the thesis is thought to meet recognized scholarly standards for the discipline and degree and is ready for examination, the Graduate Chair arranges a Thesis Examination by setting a proposed date, and obtaining provisional consent from the potential members of the Thesis Examination Board. (The thesis Supervisor(s), Supervisory committee or the candidate alone may also initiate this process.) He/she must then submit for approval the Examination Board to SGPS, using the Proposed Doctoral Thesis Examination Board form at least seven working weeks before the proposed date, and, where applicable, set a date and time for the Public Lecture.

8.4.2 SGPS Approves the Thesis Examination Board and Thesis Examination (and Public Lecture, If Applicable)

SGPS approves the Thesis Examination Board provided by the candidate’s program. Doctoral candidates must submit the thesis six weeks before the approved date for the Thesis Examination. This ensures adequate time for:

Candidates are required to present a Public Lecture on their thesis research, normally within twenty-four hours before the Thesis Examination. The Graduate Chair sets the time and place for the lecture and appoints a chair for it. SGPS announces the public lecture on its website and in the Western News. The lecture is open to all members of the community. The Examiners should normally attend the Public Lecture and Thesis Examination.

PhD Only - Effective May 2012, public lectures are mandatory for all programs.

The Thesis Examination and Public Lecture may be postponed or cancelled if any step in the examination process is not completed on schedule (e.g. the candidate fails to submit the Thesis for Examination on schedule, or the Examiners fail to submit evaluations on time).

Note: The thesis defense is normally a closed event unless the student and program, by mutual agreement, request that the defense be open to the university community (e.g. faculty, academic colleagues, students).

8.4.2.1 The Thesis Examination Board

Doctoral Thesis Examination Board Roles
Chair:
  • Represents the Vice-Provost (Graduate and Postdoctoral Studies)
  • Determines when a quorum exists
  • Opens and closes the examination proceedings
  • Sets the order of questioners and the length of their question periods
  • Monitors the length and conduct of the candidate's presentation
  • If the External Examiner is not present, ensures that questions raised in the External Examiner's report are put to the candidate
  • If requested by the Vice-Provost (Graduate and Postdoctoral Studies), where the External Examiner has submitted a negative report but is not present, provides copies of the External Examiner's report to the Examiners to assist in their deliberations
  • Intervenes if questioning becomes inappropriate
  • Deals with behaviour that interferes with the proper conduct of the examination
  • Moderates in camera discussion on the merits of the thesis, the candidate's oral presentation and responses to questions, the External Examiner's report, and other relevant matters
  • Calls for a vote and recommendation
  • Recalls the candidate and advises him/her of the recommendations that are to be made to the Vice-Provost (Graduate and Postdoctoral Studies)
  • Prepares a report to the Vice-Provost (Graduate and Postdoctoral Studies) of the Examiners' assessment of the thesis and the candidate's oral performance

Regulations:

  • Must be a core member of SGPS or hold Emeritus Membership
  • The Chair is a non-voting member of the Thesis Examination Board
  • The Chair must not be a member of the candidate's program or the Supervisor's home program

Note: If, at the conclusion of the defence, the candidate’s supervisor, the Chair or any member of the examining committee expresses the view that there is a prima facie case for alleging

  • that a material portion of the thesis has been plagiarized, or
  • that there is other evidence of academic misconduct,

the Chair shall withhold his/her signature from the examination certificate and submit the matter (together with any supporting materials) to SGPS for investigation. Where this occurs, the Chair shall, without informing the candidate of the identity of the person making the relevant allegation, inform the candidate that an allegation of academic misconduct has been made. The Chair shall also inform the candidate that an investigation into the matter will be conducted

Two Program Examiners
  • Attend the Thesis Examination and participate in the questioning of the candidate, evaluating the thesis and the candidate's responses at the oral defence
  • Cast a vote in the final determination of the acceptability of the thesis and oral defence

Regulations:

  • Must be a member of SGPS
  • Must attend the Public Lecture
  • No more than one Program Examiner may be from the candidate's Thesis Supervisory Committee
  • Must not have had significant involvement in the development of the thesis nor interest in the outcome
University Examiner
  • The University Examiner brings to the thesis examination insights from outside the candidate's discipline
  • He/she must have knowledge in the general field of the thesis, but need not be an expert on the thesis topic
  • Attend the Thesis Examination and participate in the questioning of the candidate, evaluating both the thesis and the candidate's responses at the oral defence
  • Cast a vote in the final determination of the acceptability of the thesis and oral defence

Regulations:

  • Must be a member of SGPS
  • He/she must not be a member of the candidate's Thesis Supervisory Committee, or a member of the Supervisor's home program
  • Where the program unit is a Faculty, the University Examiner must not be from the candidate's or Supervisor's home Department
  • Where the University Examiner is from a unit that does not have a Graduate program, or from outside the University, the Graduate Chair of the candidate's program must nominate him/her for non-core limited membership in SGPS
External Examiner
  • Have an established reputation in the special field of the thesis
  • Be able to judge whether the thesis would be acceptable at another distinguished university
  • Attends the Public Lecture and Thesis Examination in person (participation by videoconference or teleconference is also permitted), and participate in the questioning of the candidate, evaluating both the thesis and the candidate's responses at the oral defence
  • Casts a vote in the final determination of the acceptability of the thesis and oral defence

Regulations:

  • Is normally a faculty member from another university
  • Must not be associated or affiliated with UWO
  • Must be at arm's-length (see below)

Arm's-Length of Examiners

Examiners must be seen to be able to examine the student and the thesis at arm's-length, free of substantial conflict of interest from any source. The test of whether or not a conflict of interest might exist is whether a reasonable outside person could consider a situation to exist that could give rise to an apprehension of bias. Co-authors or collaborators of any component of the thesis may not serve as Examiners.

Relationships that might appear to have a conflict of interest include:

8.4.3 The Candidate Submits the Thesis for Examination

No later than six weeks before the date of the Thesis Examination, the Doctoral candidate submits an copy of their work for preliminary examination.  This can be done through digital submission via the Scholarship@Western Electronic Thesis and Dissertation Repository.

A completed Doctoral Thesis Supervisor Approval form must be submitted directly to SGPS.  In those cases where the student chooses to submit a Thesis for Examination without the approval of the Supervisor(s), the Supervisor(s) must state on the Doctoral Thesis Supervisor Approval form why his/her approval is withheld. The Graduate Chair signs the form and provides the candidate with a copy of the Supervisor's stated reasons for withholding approval.

Once the thesis has been officially submitted for examination, it cannot be withdrawn except with the permission of the Vice-Provost (Graduate and Postdoctoral Studies).

8.4.3.1 Confidentiality Agreement

 If the candidate feels a confidentiality agreement is required, the candidate must ensure that each Examiner's signed agreement is delivered to the School of Graduate and Postdoctoral Studies along with the Doctoral Thesis Supervisor Approval form. The School of Graduate and Postdoctoral Studies will ensure the Chair of the Thesis Examination has signed an agreement prior to the Thesis Examination.

8.4.3.2 Delay of Publication

Note: please see section 8.4.6 for important information regarding the electronic publication of theses.

If the candidate feels a delay of publication is required, blocking the work from public access after successful examination and final submission, a Request for Delay of Publication may be submitted during the initial submission process. Candidates may request an automatic delay of publication, for up to two years, on their work.  This request is available as part of the Scholarship@Western Electronic Thesis and Dissertation submission process.  At the expiration of the original delay of publication, the author will be granted a one-year extension upon written request to the Thesis and Membership Coordinator. 

Exceptionally, a candidate may request a six-year delay of publication by contacting an Associate Vice-Provost within the School of Graduate and Postdoctoral Studies.  This request requires the approval of the Policy, Regulations and Graduate Program Membership Committee of the Graduate Education Council. 

8.4.4 The Examination of the Thesis and the Candidate

 The Tasks of the Examiners are to:

SGPS distributes to the Examiners an electronic package via e-mail consisting of:

The Examiners do their work in a two-stage process.

8.4.4.1 Stage One: The Preliminary (or Pre-Examination) Evaluation of the Thesis

Each Examiner must independently and without consultation, decide whether the thesis meets the scholarly standards for the discipline and degree in form and content.

There are 2 possible outcomes that the examiners may consider:

  1. Acceptable to go to defense with revisions/modifications
  2. Unacceptable to go forward to defense

Acceptable with Revisions/Modifications: A work that requires some revisions/modifications may be judged acceptable. Revisions/modifications include limited typographical or grammatical errors; errors in calculation, labels for tables, nomenclature, and bibliographic form; and the need for clarification of content.

Unacceptable: A thesis judged unacceptable may contain for example, faulty conceptualization, inappropriate or faulty use of research methodology, misinterpretation or misuse of data, neglect of relevant material, illogical argument, unfounded conclusions, seriously flawed writing and presentation, and failure to engage the scholarly context.

The completed examiner reports are confidential to the Vice-Provost (Graduate and Postdoctoral Studies). The External Examiner completes the External Examiner's Report. SGPS must receive the completed forms from all the Examiners at least five working days before the date scheduled for the candidate's Thesis Examination. All examiner evaluations are shared with the Supervisor after the examination.

If the Thesis Content and Thesis Form is Judged Acceptable

A majority of the Examiners must judge that both the thesis content and thesis form are acceptable to allow Stage Two: The Thesis Examination to proceed. An Examiner's preliminary judgment of acceptability is provisional. It does not preclude the Examiner changing his/her judgment to finding the thesis unacceptable at the Thesis Examination.

If the Thesis Content and Thesis Form is Judged Unacceptable

If there is not a majority of Examiners who judge the thesis to be acceptable in both content and form, SGPS cancels the Thesis Examination, and the  Vice-Provost (Graduate and Postdoctoral Studies) appoints a Re-Submission Hearing Committee which reviews the case and decides whether or not to allow the candidate to prepare a revised version of the thesis for examination and, if so, the time limit for doing so.

8.4.4.2 Stage Two: The Thesis Examination

The Chair presides over the Thesis Examination:

  • To open proceedings, the Chair introduces all present.
    • The candidate, the Supervisor(s), the Program Examiners, and the University Examiner must attend the Thesis Examination
    • SGPS prefers that the External Examiner attend, however the Vice-Provost (Graduate and Postdoctoral Studies) may waive the presence of the External Examiner.  If unable to attend, the External Examiner must submit questions to be put to the candidate by the other Examiners.  Alternatively, the External Examiner may allow the other Examiners access to his/her report immediately before the Thesis Examination so that they can question the candidate on the issues it raises.
    • Any member of SGPS may attend as a visitor by having a written request to attend approved by the Vice-Provost (Graduate and Postdoctoral Studies)
    • The Chair will refuse attendance to all others
  • Examiners are asked to refrain from using electronic devices (cell phones) during the examination (unless in emergencies)
  • The Chair then asks the candidate (and visitors) to leave the room so that the Examiners can decide on the following points:
    • The order in which Examiners are to question the candidate;
    • The number of rounds of questioning desired (usually two);
    • The time limit for each of the Examiners' questioning periods (typically 15-20 minutes in the first round and 5-10 minutes in the second round);
    • Who is to ask the questions submitted by the External Examiner if he/she is not present;
  • The Chair gives to each Examiner a Doctoral Thesis Examination Evaluation form (to be completed when the questioning of the candidate is over and the candidate has left the room). The Chair advises the Examiners that their evaluations on acceptability of the thesis content and thesis form should be made independent of the assessment made in Stage One: The Preliminary Evaluation of the Thesis.
  • The Chair invites the candidate (and visitors) back into the room.

The Examination Begins

The Thesis Examination Board Deliberates and Renders a Decision

When the Thesis Examination is Successful

When the Thesis Examination is Unsuccessful

The Chair completes the "Doctoral Thesis Examination - Chair Report." In consultation with the Examiners, the Chair states (on page 2 of the report) why the thesis and/or the oral defence was unacceptable.

If the Thesis Examination failed because the thesis content and/or thesis form was unacceptable, the Vice-Provost (Graduate and Postdoctoral Studies) refers the case to a Re-Submission Hearing Committee.

If the Thesis Examination failed solely because of an unacceptable oral defence, the Vice-Provost (Graduate and Postdoctoral Studies) refers the case to a Re-Examination Hearing Committee.

If the candidate has already been through a Re-Submission Hearing Committee or a Re-Examination Hearing Committee (following Stage Two: The Thesis Examination), then the Thesis Examination Board's decision is final. The candidate has no further opportunity for resubmission and/or re-examination. However, if a candidate has been through a Re-Submission Hearing Committee following Stage One: The Preliminary (or Pre-Examination) Evaluation of the Thesis, then the Vice-Provost (Graduate and Postdoctoral Studies) refers the case to a second and final Re-Submission Hearing Committee.

Communicating the Decision to the Candidate

When the Chair and the Examiners have completed the documentation, the Chair invites only the candidate back into the room and informs him/her of the result.

Following the Examination

The Chair of the examination returns all forms to the School of Graduate and Postdoctoral Studies.

8.4.5 Final Submission of the Thesis

When the candidate has completed any changes recommended by the Thesis Examination Board the candidate must submit the final copy of their work via digital submission through the Scholarship@Western Electronic Thesis and Dissertation Repository.

Candidates are required to submit the following to the School of Graduate and Postdoctoral Studies before publication can occur: 

Once the thesis is published, the candidate has officially completed the thesis requirement for their degree. Subject to approval by the University Senate, the candidate's name is placed on the convocation list. Should a thesis writing candidate require proof of completion of all degree requirements he/she should contact the Thesis Coordinator.  

8.4.6 Publishing of the Thesis

A thesis is a research document. It is a record of the research that the student conducted while completing a graduate degree. Given the research and education mandate of Canada's publicly funded universities, it is expected that the results of this research will be made publicly available.

For those theses that are submitted through the Scholarship@Western ETD Repository, the University requires that successful graduate theses be made available through the Western Library’s Scholarship@Western program. The thesis will be published electronically at the conclusion of the degree process, and will be available globally via the World Wide Web.

At the same time, the University recognizes that the student is the author of the thesis, and retains copyright and control interests in the material.

Note: Students should be conscious of the implications of electronic publication in the digital context: material is accessible to any interested party, academic and non-academic. The record should also be understood to be permanently available – once published electronically, it can be withdrawn from Scholarship@Western, but digital copies will inevitably persist. Students engaging in thesis preparation and research should be mindful of electronic publication and availability as an endpoint of their research. Supervisors, equally, have a responsibility to be acquainted with the implications of electronic publication, and advise their students accordingly.

In certain cases, a “delay of publication” may be appropriate. See section 4.3.2 above.

The candidate is asked to permit the release of the thesis to be used for research and also to sign a form to allow the non-exclusive right to reproduce or loan copies of the thesis in micro-form, paper, or electronic formats. The term "non-exclusive license" means that the author retains the copyright of the thesis and can seek other forms of publication.  

Upon final approved submission, the work is published to the Scholarship@Western ETD repository, pending any requests for a delay of publication.  This repository is publicly accessible, permitting free access to the work.  The repository transmits regular reports via e-mail to the author on how often the work is accessed.

Works retained in Scholarship@Western are regularly harvested and transmitted to ProQuest UMI Dissertation Publishing pending any requests for a delay of publication.  This service provides additional recognition, dissemination and preservation for the work.

After four years of retention in ProQuest UMI Dissertation Publishing the work is shared with Library and Archives Canada (LAC) in digital (.pdf) form. LAC publishes the work via their Theses Canada Portal.

8.4.7 Archiving of the Thesis

Western preserves all doctoral theses in microform images within microfiche flat sheets formatting.  These archival copies are stored within Western Libraries.  Other format versions of the thesis (e.g. paper, digital) may also be retained.

8.5. MASTER'S CANDIDATE - COMPLETION OF THE THESIS DEGREE REQUIREMENT

Normally the entire process, from the Graduate Chair's request for a Thesis Examination to the placement of the candidate's name on the convocation list, requires approximately five weeks. For an overview of submission dates, please visit Thesis Timelines.

8.5.1 The Program Requests a Thesis Examination

When the thesis is thought to meet recognized scholarly standards for the discipline and degree and is ready for examination, the Graduate Chair arranges a Thesis Examination by setting a proposed date, and obtaining provisional consent from the potential members of the Thesis Examination Board. (The thesis Supervisor(s), Supervisory committee or the candidate alone may also initiate this process.) He / she must then submit for approval the Examination Board to SGPS [PDF] at least four working weeks before the proposed date.

8.5.2 SGPS Approves the Thesis Examination Board and the Graduate Program Arranges for the Thesis Examination

SGPS approves the Thesis Examination Board and the date of the examination. The date and time of the examination will be confirmed within the formal invitation from SGPS. Master's candidates must submit the thesis three working weeks before the approved date for the Thesis Examination. This ensures adequate time for:

The Thesis Examination may be postponed or cancelled if any step in the examination process is not completed on schedule (e.g. the candidate fails to submit the Thesis for Examination on schedule, or the Examiners fail to submit evaluations on time).

Note: The thesis defense is normally a closed event unless the student and program, by mutual agreement, request that the defense be open to the university community (e.g. faculty, academic colleagues, students).

8.5.2.1 The Thesis Examination Board

Master's Thesis Examination Board Chair
Chair Role:
  • Represents the Vice-Provost (Graduate and Postdoctoral Studies)
  • Determines when a quorum exists
  • Opens and closes the examination proceedings
  • Sets the order of questioners and the length of their question periods
  • Monitors the length and conduct of the candidate's presentation
  • Intervenes if questioning becomes inappropriate
  • Deals with behaviour that interferes with the proper conduct of the examination
  • Moderates in-camera discussion on the merits of the thesis, the candidate's oral presentation and responses to questions, and other relevant matters
  • Calls for a vote and recommendation
  • Recalls the candidate and advises him/her of the recommendations that are to be made to the Vice-Provost (Graduate and Postdoctoral Studies)
  • Prepares a report to the Vice-Provost (Graduate and Postdoctoral Studies) of the Examiners’ assessment of the thesis and the candidate’s oral performance
Regulations:
  • Must be a core member of SGPS or hold Emeritus Membership
  • The Chair is a non-voting member of the Thesis Examination Board
Two Program Examiners Role:
  • Attend the Thesis Examination and participate in the questioning of the candidate, evaluating the thesis and the candidate's responses at the oral defence
  • Cast a vote in the final determination of the acceptability of the thesis and oral defence
Regulations:
  • Must be a member of SGPS
  • No more than one Program Examiner may be from the candidate's Thesis Supervisory Committee
  • Must not have had significant involvement in the development of the thesis nor interest in the outcome
University Examiner Role:
  • The University Examiner brings to the thesis examination insights from outside the candidate's discipline
  • He/she must have knowledge in the general field of the thesis, but need not be an expert on the thesis topic
  • Attend the Thesis Examination and participate in the questioning of the candidate, evaluating both the thesis and the candidate's responses at the oral defence
  • Cast a vote in the final determination of the acceptability of the thesis and oral defence
Regulations:
  • Must be a member of SGPS
  • He/she must not be a member of the candidate's Thesis Supervisory Committee, or a member of the Supervisor's home program
  • Where the program unit is a Faculty, the University Examiner must not be from the candidate's or Supervisor's home Department
  • Where the University Examiner is from a unit that does not have a Graduate program, or from outside the University, the Graduate Chair of the candidate's program must nominate him/her for non-core limited membership in SGPS

Arm's-Length of Examiners

Examiners must be seen to be able to examine the student and the thesis at arm's-length, free of substantial conflict of interest from any source. The test of whether or not a conflict of interest might exist is whether a reasonable outside person could consider a situation to exist that could give rise to an apprehension of bias.

Co-authors or collaborators of any component of the thesis may not serve as Examiners.

Relationships that might appear to have a conflict of interest include:

This list, while not exhaustive, illustrates the nature of potential conflicts to be avoided. The candidate's program must take reasonable steps to avoid recommending an Examiner whose relationship with the candidate or Supervisor could be seen as jeopardizing an impartial judgment on the thesis. A faculty member asked to examine a thesis should declare possible sources of conflict.

8.5.3 The Candidate Submits the Thesis for Examination

No later than three weeks before the date of the Thesis Examination, the Master's candidate submits a final draft of the thesis for preliminary examination.  This can be done through digital submission via the Scholarship@Western Electronic Thesis and Dissertation Repository:

In those rare cases when the student chooses to submit a Thesis for Examination without the approval of the Supervisor(s), the Supervisor(s) must state on the Master's Thesis Supervisor Approval form why his/her approval is withheld. The Graduate Chair signs the form and provides the candidate with a copy of the Supervisor(s)'s stated reasons for withholding approval.

Once the thesis has been officially submitted for examination, it cannot be withdrawn except with the permission of the Vice-Provost (Graduate and Postdoctoral Studies).

8.5.3.1 Confidentiality Agreement

If the candidate feels a confidentiality agreement is required, the candidate must ensure that each Examiner's signed agreement is delivered to the School of Graduate and Postdoctoral Studies along with the Master's Thesis Supervisor Approval form. The Graduate Program will ensure the Chair of the Thesis Examination has signed an agreement prior to the Thesis Examination.

8.5.3.2 Delay of Publication

Note: please see section 8.5.6 for important information regarding the electronic publication of theses.

If the candidate feels a delay of publication is required, blocking the work from public access after successful examination and final submission, a Request for Delay of Publication may be submitted during the initial or final submission process.  Candidates may request an automatic delay of publication, for up to two years, on their work.  This request is available as part of the Scholarship@Western Electronic Thesis and Dissertation submission process.  At the expiration of the original delay of publication, the author will be granted a one-year extension upon written request to the Thesis and Membership Coordinator.

Exceptionally, a candidate may request a six-year delay of publication by contacting an Associate Vice-Provost within the School of Graduate and Postdoctoral Studies.  This request requires the approval of the Policy, Regulations and Graduate Program Membership Committee of the Graduate Education Council.

8.5.4 The Examination of the Thesis and the Candidate

The Tasks of the Examiners are to:

SGPS distributes to the Examiners an electronic package via e-mail consisting of:

The Examiners do their work in a two-stage process.

8.5.4.1 Stage One: The Preliminary (or Pre-Examination) Evaluation of the Thesis

Each Examiner must independently and without consultation, decide whether the thesis meets the scholarly standards for the discipline and degree in form and content.

There are 2 possible outcomes that the examiners may consider:

  1. Acceptable to go to defense with revisions/modifications
  2. Unacceptable to go forward to defense

Acceptable with Revisions/Modifications: A work that requires some revisions/modifications may be judged acceptable. Revisions/modifications include limited typographical or grammatical errors; errors in calculation, labels for tables, nomenclature, and bibliographic form; and the need for clarification of content.

Unacceptable: A thesis judged unacceptable may contain for example, faulty conceptualization, inappropriate or faulty use of research methodology, misinterpretation or misuse of data, neglect of relevant material, illogical argument, unfounded conclusions, seriously flawed writing and presentation, and failure to engage the scholarly context.

The completed examiner reports are confidential to the Vice-Provost (Graduate and Postdoctoral Studies). The External Examiner completes the External Examiner's Report. SGPS must receive the completed forms from all the Examiners at least five working days before the date scheduled for the candidate's Thesis Examination. All examiner evaluations are shared with the Supervisor after the examination.

If the Thesis Content and Thesis Form is Judged Acceptable 

A majority of the Examiners must judge that both the thesis content and thesis form are acceptable to allow Stage Two: The Thesis Examination to proceed. An examiner's preliminary judgment of acceptability is provisional. It does not preclude the examiner changing his/her judgment to finding the thesis unacceptable at the Thesis Examination. 

If the Thesis Content and Thesis Form is Judged Unacceptable

If there is not a majority of Examiners who judge the thesis to be acceptable in both content and form, the Program cancels the Thesis Examination, and the Graduate Chair of the Program concerned [Modified Sept. 29, 2004] appoints a Re-Submission Hearing Committee* which reviews the case and decides whether or not to allow the candidate to prepare a revised version of the thesis for examination and, if so, the time limit for doing so.

* The Re-Submission Hearing Committee is chaired by the Graduate Chair of the program concerned and includes the three Examiners, the Supervisor, and others specified in the procedures of the program concerned. Note: The candidate does not attend the committee meeting.

8.5.4.2 Stage Two: The Thesis Examination

Who attends the Master's Thesis Examination

The Chair presides over the Thesis Examination

The Examination Begins

The Thesis Examination Board Deliberates and Renders a Decision

The Examiners must decide whether the thesis form and thesis content and oral defence were acceptable or unacceptable. For each of thesis form and thesis content, they must find the thesis:

For the oral defence, the Examiners must determine if the candidate's responses to questions and general level of scholarly knowledge meets the standard for the Master's degree and is consistent with the contents of the thesis.

When the Thesis Examination is Successful

When the Thesis Examination is Unsuccessful

If the Thesis Examination failed solely because of an unacceptable oral defence, the Vice-Provost (Graduate and Postdoctoral Studies) refers the case to a Re-Examination Hearing Committee:

If the candidate has already been through a Re-Submission Hearing Committee or a Re-Examination Hearing Committee (following Stage Two: The Thesis Examination), then the Thesis Examination Board's decision is final. The candidate has no further opportunity for resubmission and/or re-examination. However, if a candidate has been through a Re-Submission Hearing Committee following Stage One: The Preliminary (or Pre-Examination) Evaluation of the Thesis, then the Vice-Provost (Graduate and Postdoctoral Studies) refers the case to a second and final Re-Submission Hearing Committee.

Communicating the Decision to the Candidate

When the Chair and the Examiners have completed the documentation, the Chair invites only the candidate back into the room and informs him/her of the result.

Following the Examination

The Chair of the examination returns all forms to the graduate program office.

8.5.5 Final Submission of the Thesis

When the candidate has completed any changes recommended by the Thesis Examination Board the candidate must submit the final copy of their work.  This can be done through digital submission via the Scholarship@Western Electronic Thesis and Dissertation Repository:

All candidates are required to submit the following to the School of Graduate and Postdoctoral Studies before publication can occur:

Candidates who submit paper copies must also submit the signed “UWO License” to SGPS.

Once the thesis is published, the candidate has officially completed the thesis requirement for their degree. Subject to approval by the University Senate, the candidate's name is placed on the convocation list. Should a thesis writing candidate require proof of completion of all degree requirements he/she should contact the Thesis Coordinator.  

8.5.6 Publication of the Thesis

A thesis is a research document. It is a record of the research that the student conducted while completing a graduate degree. Given the research and education mandate of Canada's publicly funded universities, it is expected that the results of this research will be made publicly available.

For those theses that are submitted through the Scholarship@Western ETD Repository, the University requires that successful graduate theses be made available through the Western Library’s Scholarship@Western program. The thesis will be published electronically at the conclusion of the degree process, and will be available globally via the World Wide Web.

At the same time, the University recognizes that the student is the author of the thesis, and retains copyright and control interests in the material.

Note: Students should be conscious of the implications of electronic publication in the digital context: material is accessible to any interested party, academic and non-academic. The record should also be understood to be permanently available – once published electronically, it can be withdrawn from Scholarship@Western, but digital copies will inevitably persist. Students engaging in thesis preparation and research should be mindful of electronic publication and availability as an endpoint of their research. Supervisors, equally, have a responsibility to be acquainted with the implications of electronic publication, and advise their students accordingly.

In certain cases, a “delay of publication” may be appropriate. See section 8.5.3.2 above.

The candidate is asked to permit the release of the thesis to be used for research and also to agree to allow the non-exclusive right to reproduce or loan copies of the thesis in micro-form, paper, or electronic formats. The term "non-exclusive license" means that the author retains the copyright of the thesis and can seek other forms of publication. 

Upon final approved submission, the work is published to the Scholarship@Western ETD repository, pending any requests for a delay of publication.  This repository is publicly accessible, permitting free access to the work.  The repository transmits regular reports via e-mail to the author on how often the work is accessed.